Ho, Samantha Shuk Yee 何淑懿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTUS CAPITAL LIMITED | Rep | Advising on securities | 2013-02-01 | 2013-03-28 | Rep | Asset management | 2013-02-01 | 2013-03-28 | RO | Advising on securities | 2013-03-28 | 2013-04-29 | RO | Asset management | 2013-03-28 | 2013-04-29 | Rep | Advising on securities | 2014-05-12 | 2014-07-11 | Rep | Asset management | 2014-05-12 | 2014-07-11 | RO | Advising on securities | 2014-07-11 | RO | Asset management | 2014-07-11 |
| 2 | ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2013-02-01 | 2013-03-28 | RO | Dealing in securities | 2013-03-28 | 2013-04-29 | Rep | Dealing in securities | 2014-05-12 | 2014-07-11 | RO | Dealing in securities | 2014-07-11 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2005-03-14 | 2005-10-13 | RO | Dealing in securities | 2005-10-13 | 2012-09-01 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2004-11-04 | 2005-06-07 | Rep | Advising on futures contracts | 2004-11-04 | 2005-10-13 | Rep | Asset management | 2004-11-04 | 2005-10-13 | Rep | Dealing in securities | 2005-03-14 | 2005-10-13 | RO | Advising on futures contracts | 2005-10-13 | 2012-09-01 | RO | Asset management | 2005-10-13 | 2012-09-01 | RO | Dealing in securities | 2005-10-13 | 2012-09-01 | Rep | Advising on securities | 2006-02-01 | 2012-09-01 |
| 5 | Legg Mason Asset Management Hong Kong Limited | Rep | Asset management | 2013-04-29 | 2013-05-23 | RO | Asset management | 2013-05-23 | 2013-11-29 |
| 6 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2013-04-29 | 2013-05-23 | Rep | Asset management | 2013-04-29 | 2013-05-23 | Rep | Dealing in securities | 2013-04-29 | 2013-05-23 | RO | Advising on securities | 2013-05-23 | 2013-11-29 | RO | Asset management | 2013-05-23 | 2013-11-29 | RO | Dealing in securities | 2013-05-23 | 2013-11-29 |
| 7 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-14 | Rep | Dealing in securities | 2004-06-14 | Rep | Advising on futures contracts | 2004-11-01 | Rep | Advising on securities | 2004-11-01 | Rep | Asset management | 2004-11-01 |
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