Shum, Phil Lik Keung 沈力強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-09-19 | |
2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-29 | Rep | Asset management | 2003-07-29 | Rep | Dealing in futures contracts | 2005-10-04 |
3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-04 | |
4 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2009-03-26 | 2010-02-12 |
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