Chan, Kim Kim Ling 陳劍陵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2007-04-18 | 2010-04-01 |
| 2 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2003-11-25 | 2004-01-08 | RO | Advising on corporate finance | 2004-01-08 | 2005-06-08 | RO | Advising on securities | 2004-01-08 | 2005-06-08 |
| 3 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2003-11-14 | Rep | Advising on securities | 2003-11-14 |
| 4 | Nuada Limited | RO | Advising on corporate finance | 2013-03-28 | |
| 5 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2005-06-24 | 2005-10-03 | Rep | Advising on securities | 2005-06-24 | 2006-04-28 | RO | Advising on corporate finance | 2005-10-03 | 2006-04-28 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2010-04-12 | 2010-05-24 | RO | Advising on corporate finance | 2010-05-24 | 2013-03-23 |
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