Lam, Wing Hi 林永禧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-09 | 2004-06-25 |
2 | ASG MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2004-02-09 | 2004-11-05 |
3 | Beevest Securities Limited | Rep | Dealing in securities | 2004-11-30 | 2006-03-21 | Rep | Dealing in securities | 2006-12-22 | 2007-02-01 | Rep | Dealing in futures contracts | 2006-12-22 | 2008-03-31 | RO | Dealing in securities | 2007-02-01 | 2008-03-31 |
4 | BKT Asset Management HK Limited | RO | Advising on securities | 2019-10-30 | 2023-09-23 | RO | Asset management | 2019-10-30 | 2023-09-23 | RO | Dealing in securities | 2020-08-26 | 2023-06-14 |
5 | CHEONG LEE SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-18 | 2008-05-29 | RO | Dealing in securities | 2008-05-29 | 2010-07-09 | RO | Advising on securities | 2008-09-23 | 2010-07-09 | RO | Dealing in futures contracts | 2010-06-23 | 2010-07-09 |
6 | Nan Guo International Asset Management Limited | RO | Advising on securities | 2019-01-03 | 2019-10-26 | RO | Asset management | 2019-01-03 | 2019-10-26 |
7 | Nan Guo International Securities Limited | RO | Dealing in securities | 2016-05-19 | 2019-10-26 |
8 | Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2014-11-06 | 2014-11-26 | RO | Dealing in securities | 2014-11-26 | 2015-04-24 |
9 | Ruisen Port Securities Limited | RO | Dealing in futures contracts | 2011-01-05 | 2012-07-31 | RO | Dealing in securities | 2011-01-05 | 2012-07-31 |
10 | Vantage New Generation Securities Limited | RO | Advising on securities | 2015-05-11 | 2015-07-08 | RO | Dealing in securities | 2015-05-11 | 2015-07-08 |
11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2023-12-29 | 2024-06-09 | Rep | Asset management | 2023-12-29 | 2024-06-09 | Rep | Dealing in securities | 2024-02-09 | 2024-06-09 |
12 | ZUNDIAO SECURITIES LIMITED | RO | Advising on securities | 2024-06-28 | RO | Dealing in securities | 2024-06-28 |
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