Sung, Richard Kin Man 宋建文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Dealing in securities | 2007-03-20 | 2007-04-17 | Rep | Asset management | 2007-04-17 | 2009-01-08 | RO | Dealing in securities | 2007-04-17 | 2009-01-08 |
| 2 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Advising on securities | 2005-04-15 | Rep | Dealing in securities | 2005-04-15 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-04-20 | 2007-02-17 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-20 | 2007-02-17 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-01-19 | 2009-10-31 | Rep | Dealing in futures contracts | 2009-02-03 | 2009-10-31 |
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