Lam, Gaston Sung Him 林崇謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | |
| 2 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-12 | |
| 3 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-23 | |
| 4 | Shang International Finance Limited | Rep | Asset management | 2003-10-28 | 2004-06-23 |
| 5 | Shang International Finance Limited | Rep | Dealing in securities | 2003-10-10 | 2005-06-21 |
| 6 | Shang International Finance Limited | Rep | Advising on corporate finance | 2003-10-28 | 2005-06-21 |
| 7 | Shang International Finance Limited | Rep | Advising on securities | 2003-10-28 | 2005-06-21 |
| 8 | SBI China Capital Partners Limited | Rep | Advising on corporate finance | 2005-06-23 | 2006-08-01 |
| 9 | SBI China Capital Partners Limited | Rep | Dealing in securities | 2005-06-23 | 2006-08-01 |
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