Tang, Ian Kenneth 鄧正行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpha Astra Asset Management Limited | RO | Advising on securities | 2024-08-16 | RO | Asset management | 2024-08-16 |
2 | BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2008-11-26 | 2012-02-01 |
3 | Top Ace Asset Management Limited | Rep | Asset management | 2013-01-02 | 2019-03-18 | RO | Advising on securities | 2019-03-18 | 2022-03-31 | RO | Asset management | 2019-03-18 | 2022-03-31 | Rep | Advising on securities | 2022-12-01 | 2024-05-13 | Rep | Asset management | 2022-12-01 | 2024-05-13 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-07-24 | 2008-10-23 | Rep | Dealing in securities | 2006-07-24 | 2008-10-23 |
5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-14 | 2008-10-23 |
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