Woo, Raymond Kar Tung 胡家棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-09-14 | 2010-06-30 | Rep | Advising on securities | 2007-09-14 | 2010-06-30 | Rep | Dealing in securities | 2007-09-14 | 2010-06-30 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2004-04-15 | 2004-09-10 | Rep | Dealing in securities | 2004-04-15 | 2004-09-10 | RO | Advising on corporate finance | 2004-09-10 | 2006-08-16 | RO | Dealing in securities | 2004-09-10 | 2006-08-16 |
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