Keoy, Soo Lik
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | RO | Advising on corporate finance | 2010-12-01 | 2014-06-03 | RO | Advising on securities | 2010-12-01 | 2014-06-03 | RO | Dealing in securities | 2010-12-01 | 2014-06-03 | Rep | Advising on corporate finance | 2014-06-03 | 2017-07-31 | Rep | Advising on securities | 2014-06-03 | 2017-07-31 | Rep | Dealing in securities | 2014-06-03 | 2017-07-31 | RO | Advising on corporate finance | 2017-07-31 | 2019-07-09 | RO | Advising on securities | 2017-07-31 | 2019-07-09 | RO | Dealing in securities | 2017-07-31 | 2019-07-09 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2019-11-18 | 2020-01-31 | Rep | Advising on securities | 2019-11-18 | 2020-01-31 | Rep | Dealing in securities | 2019-11-18 | 2020-01-31 | RO | Advising on corporate finance | 2020-01-31 | 2023-03-02 | RO | Advising on securities | 2020-01-31 | 2023-03-02 | RO | Dealing in securities | 2020-01-31 | 2023-03-02 | Rep | Advising on corporate finance | 2023-03-02 | 2023-06-09 | Rep | Advising on securities | 2023-03-02 | 2023-06-09 | Rep | Dealing in securities | 2023-03-02 | 2023-06-09 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2006-03-28 | 2006-07-31 | Rep | Dealing in securities | 2006-03-28 | 2006-07-31 | Rep | Advising on securities | 2006-07-31 | 2010-02-03 | RO | Advising on corporate finance | 2006-07-31 | 2010-02-03 | RO | Dealing in securities | 2006-07-31 | 2010-02-03 |
| 4 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2010-08-03 | 2010-09-03 | Rep | Dealing in securities | 2010-08-03 | 2010-09-03 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2023-11-06 | 2024-08-19 | Rep | Advising on securities | 2023-11-06 | 2024-08-19 | Rep | Dealing in securities | 2023-11-06 | 2024-08-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy