Tam, Denise Wan Rou 譚菀柔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | La Roche & Co Asia Limited | Rep | Asset management | 2008-03-26 | 2008-11-20 | Rep | Advising on securities | 2008-03-26 | 2011-10-14 | Rep | Dealing in securities | 2008-03-26 | 2011-10-14 |
2 | Rothschild & Co Wealth Management Hong Kong Limited | Rep | Advising on securities | 2012-02-08 | 2017-08-08 | Rep | Dealing in securities | 2012-02-08 | 2017-08-08 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2020-07-22 | Rep | Dealing in securities | 2020-07-22 |
4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2020-07-22 | Rep | Dealing in futures contracts | 2020-07-22 | Rep | Dealing in securities | 2020-07-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy