Chan, Clement Yiu Pun 陳耀彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Avia Asset Management Limited | RO | Advising on securities | 2005-11-10 | 2012-08-25 | RO | Asset management | 2005-11-10 | 2012-08-25 |
2 | CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on securities | 2007-05-02 | 2013-01-31 | RO | Asset management | 2007-05-02 | 2013-01-31 |
3 | GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED | RO | Advising on securities | 2005-02-16 | 2006-08-01 |
4 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2003-10-29 | 2004-01-26 |
5 | WM (HK) Limited | RO | Advising on corporate finance | 2003-05-30 | RO | Advising on securities | 2003-05-30 | RO | Asset management | 2003-05-30 | RO | Dealing in securities | 2003-05-30 |
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