Yuen, Keith Sze Fun 袁時奮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Advising on securities | 2017-01-25 | 2017-09-01 | Principal Investment & Retirement Services Limited | RO | 2017-01-25 | 2017-09-01 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Asset management | 2012-09-19 | 2017-09-01 | TECHNISTOCK CAPITAL (HK) LIMITED | RO | 2019-07-18 |
| 3 | Principal Investment & Retirement Services Limited | RO | Dealing in securities | 2017-01-25 | 2017-09-01 |
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