Cheng, James Wai Lam 鄭暐霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NFH Asset Management Limited | RO | Advising on securities | 2017-06-13 | RO | Asset management | 2017-06-13 |
2 | NFH Corporate Finance Limited | RO | Advising on corporate finance | 2017-06-13 | |
3 | NFH Securities and Futures Limited | RO | Advising on futures contracts | 2017-06-13 | RO | Dealing in futures contracts | 2017-06-13 | 2024-06-20 | RO | Dealing in securities | 2017-06-13 | 2024-06-20 |
4 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-05-14 | 2013-01-18 |
5 | Rifa Securities Limited | Rep | Dealing in securities | 2008-09-22 | 2010-01-07 | RO | Dealing in securities | 2010-01-07 | 2013-01-18 |
6 | TFI Asset Management Limited | RO | Advising on securities | 2010-04-30 | 2013-01-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy