Lee, Rosita Pui Shan 李佩珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2004-07-13 | |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Dealing in securities | 2007-06-07 | |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2007-08-01 | |
| 4 | HANG SENG INVESTMENT SERVICES LIMITED | RO | Advising on securities | 2015-04-16 | |
| 5 | HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2017-10-16 | |
| 6 | HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2017-10-16 | |
| 7 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-05-25 | |
| 8 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Asset management | 2004-05-25 | |
| 9 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2015-04-16 |
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