Lo, Jasper Cho Yan 盧楚仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in futures contracts | 2005-08-19 |
2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-19 | |
3 | Eddid Securities and Futures Limited | Rep | Advising on futures contracts | 2018-05-14 | 2019-07-07 | Rep | Dealing in futures contracts | 2018-05-14 | 2019-07-07 | Rep | Advising on securities | 2018-08-01 | 2019-07-07 | Rep | Dealing in securities | 2018-08-01 | 2019-07-07 | RO | Leveraged foreign exchange trading | 2018-11-26 | 2019-07-07 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-09-02 | 2007-06-19 | Rep | Dealing in futures contracts | 2008-01-15 | 2011-06-07 | Rep | Advising on futures contracts | 2017-11-03 | 2018-04-30 | Rep | Dealing in futures contracts | 2017-11-03 | 2018-04-30 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-02 | 2007-06-19 | Rep | Leveraged foreign exchange trading | 2008-01-15 | 2011-06-07 |
6 | Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2016-10-06 | 2017-04-20 | Rep | Dealing in futures contracts | 2017-04-20 | 2017-09-07 |
7 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-11-03 | 2018-04-30 |
8 | MAGIC COMPASS SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2022-11-10 | 2023-10-31 |
9 | PingPong Intelligence Limited | RO | Leveraged foreign exchange trading | 2020-07-02 | 2021-05-11 |
10 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-06-27 | 2012-02-01 |
11 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-06-27 | 2011-09-02 | RO | Leveraged foreign exchange trading | 2011-09-02 | 2012-02-01 |
12 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-03-19 | 2016-03-01 |
13 | Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2012-03-19 | 2012-04-11 | RO | Leveraged foreign exchange trading | 2012-04-11 | 2016-03-01 |
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