Thomason, Neil Ronald
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIA DEBT MANAGEMENT HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-07-14 | Rep | Advising on futures contracts | 2004-11-01 | Rep | Advising on securities | 2005-04-19 | Rep | Asset management | 2005-04-19 | RO | Advising on futures contracts | 2004-11-01 | 2005-04-19 |
2 | NUOXIN CAPITAL (HONG KONG) LIMITED | RO | Asset management | 2006-08-24 | 2014-06-27 |
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