Yau, Ka Chi (SFC:AMA951) 邱家智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2009-09-03 | 2024-04-25 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-07-07 | 2009-08-19 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-08-26 | |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-05-23 | |
| 5 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-30 | 2007-03-31 |
| 6 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-05-30 | 2007-03-31 |
| 7 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2007-08-02 | 2008-07-02 |
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