Shiu, Flora Ka Yan 邵家欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-07-13 | 2013-06-21 | Rep | Dealing in securities | 2010-07-13 | 2013-06-21 |
| 2 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2008-11-17 | 2010-04-01 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-07-12 | 2008-09-29 | Rep | Dealing in securities | 2007-07-12 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-07-12 | 2008-09-29 |
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