Mak, Ada Lai Ling 麥麗玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2007-11-15 | 2008-01-01 |
2 | Amundi Hong Kong Limited | Rep | Advising on securities | 2007-11-15 | 2008-01-07 | Rep | Dealing in securities | 2007-11-15 | 2008-01-07 | RO | Advising on securities | 2008-01-07 | 2017-10-31 | RO | Asset management | 2008-01-07 | 2017-10-31 | RO | Dealing in securities | 2008-01-07 | 2017-10-31 |
3 | MOUNT LOGAN CAPITAL LIMITED | Rep | Advising on securities | 2018-04-06 | 2018-06-25 | Rep | Asset management | 2018-04-06 | 2018-06-25 | RO | Advising on securities | 2018-06-25 | 2020-07-31 | RO | Asset management | 2018-06-25 | 2020-07-31 |
4 | Wellington Management Hong Kong Limited (b2003-01-02) | RO | Advising on securities | 2003-09-18 | 2007-10-12 | RO | Dealing in securities | 2003-09-18 | 2007-10-12 |
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