Zhao, Yang (SFC:ARS552) 趙陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-09-30 | 2011-12-06 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2010-09-30 | 2011-12-06 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2020-10-23 | 2022-10-10 | Rep | Dealing in futures contracts | 2020-11-03 | 2022-10-10 |
| 4 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2008-10-15 | 2008-11-30 | Rep | Asset management | 2008-10-15 | 2008-11-30 | Rep | Dealing in securities | 2008-10-15 | 2008-11-30 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2012-08-21 | 2013-08-28 | Rep | Asset management | 2012-08-21 | 2017-08-09 | RO | Advising on securities | 2013-08-28 | 2017-08-09 |
| 6 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-08-21 | 2013-08-28 | Rep | Asset management | 2012-08-21 | 2017-08-09 | RO | Advising on securities | 2013-08-28 | 2017-08-09 |
| 7 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2012-08-21 | 2013-04-30 | Rep | Advising on securities | 2012-08-21 | 2013-08-28 | Rep | Asset management | 2012-08-21 | 2017-08-09 | RO | Dealing in securities | 2013-04-30 | 2017-08-09 | RO | Advising on securities | 2013-08-28 | 2017-08-09 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-09-18 | 2020-08-31 | Rep | Dealing in securities | 2020-08-31 | 2020-09-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy