Roy, Karine
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-04 | 2011-12-30 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2010-08-04 | 2014-04-17 | Rep | Dealing in securities | 2010-08-04 | 2014-04-17 | Rep | Dealing in futures contracts | 2011-09-15 | 2014-04-17 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-01-25 | 2009-04-04 | Rep | Dealing in securities | 2008-02-11 | 2009-04-04 |
4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-31 | 2008-01-03 |
5 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2005-08-31 | 2008-01-03 | Rep | Advising on futures contracts | 2007-08-13 | 2008-01-03 |
6 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-04-28 |
7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2010-08-30 | 2011-12-30 |
8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-04-28 | Rep | Dealing in securities | 2009-07-02 | 2010-04-28 |
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