Nicholson, John Marshall 凌瀚燊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Advising on corporate finance 2007-01-24 2007-09-27
Rep Dealing in securities 2007-01-24 2007-09-27
RO Advising on corporate finance 2007-09-27 2012-02-28
RO Dealing in securities 2007-09-27 2012-02-28
2 BOCI SECURITIES LIMITED Rep Dealing in securities 2007-01-24 2007-09-27
RO Dealing in securities 2007-09-27 2012-02-28
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on corporate finance 2012-05-02 2012-08-14
Rep Dealing in securities 2012-05-02 2012-08-14
RO Advising on corporate finance 2012-08-14 2014-06-03
RO Dealing in securities 2012-08-14 2014-06-03
Rep Advising on securities 2014-01-17 2014-06-03
4 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2004-05-15 2005-01-31
Rep Dealing in securities 2004-05-15 2005-01-31
5 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2003-08-22
Rep Advising on corporate finance 2003-10-15
Rep Advising on securities 2003-10-15
Rep Asset management 2003-10-15
Rep Dealing in securities 2003-10-15
6 MACQUARIE CAPITAL LIMITED Rep Advising on corporate finance 2005-07-29 2006-12-23
Rep Dealing in securities 2005-07-29 2006-12-23
7 Macquarie Corporate (Hong Kong) Limited Rep Advising on corporate finance 2005-07-29 2006-12-23
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2015-03-11 2020-06-12
Rep Advising on securities 2015-03-11 2020-06-12
Rep Dealing in securities 2015-03-11 2020-06-12

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