Chan, Hiu Yu (SFC:ADT030) 陳曉瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI Bullion Company Limited | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Automated trading services | 2004-05-07 | Rep | Dealing in securities | 2004-05-07 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 |
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