Cheung, Lai Yee (SFC:ATY571) 張麗怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-10-16 | 2013-08-13 | Rep | Dealing in securities | 2009-10-16 | 2018-02-01 | Rep | Dealing in futures contracts | 2013-11-15 | 2018-02-01 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-02-28 | 2018-07-24 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2018-02-28 | 2018-07-24 |
| 4 | Mighty Fountain Capital Limited | RO | Advising on securities | 2021-10-27 | RO | Asset management | 2021-10-27 | RO | Dealing in securities | 2021-10-27 |
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