Ho, Michelle Ka Ki 何家淇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXIOM INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-06-12 | 2008-09-22 | Rep | Advising on securities | 2007-06-12 | 2008-09-22 | Rep | Asset management | 2007-06-12 | 2008-09-22 |
2 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2012-09-04 | 2018-05-18 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-15 | 2012-09-04 |
4 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-11-13 | 2011-09-15 | Rep | Asset management | 2008-11-13 | 2011-09-15 |
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