Lai, Wanda Tsz Wo 黎籽禾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-02-08 | 2012-05-23 | Rep | Dealing in securities | 2010-02-08 | 2012-07-09 | Rep | Dealing in futures contracts | 2010-09-02 | 2012-07-09 |
2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2016-01-12 | 2017-09-26 | Rep | Asset management | 2016-01-12 | 2017-09-26 | Rep | Dealing in securities | 2016-01-12 | 2017-09-26 |
3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2014-10-22 | 2015-10-28 | Rep | Dealing in securities | 2022-01-20 | 2024-06-28 |
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