Mak, Ka Yuen 麥家源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2007-10-02 | 2015-01-29 | Rep | Dealing in securities | 2007-10-26 | 2015-01-29 | Rep | Dealing in futures contracts | 2009-11-27 | 2015-01-29 | Rep | Leveraged foreign exchange trading | 2013-12-10 | 2015-01-29 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2006-11-07 | 2007-08-29 |
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