Sun, Lei (SFC:AJD048) 孫磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-01 | 2014-01-15 |
2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-10 | 2015-09-18 | Rep | Advising on corporate finance | 2014-08-27 | 2015-09-18 | Rep | Advising on securities | 2014-08-27 | 2015-09-18 |
3 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2018-02-07 | RO | Dealing in securities | 2018-02-07 | RO | Asset management | 2019-07-18 |
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