Ren, Ning 任凝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2010-08-25 | 2014-10-23 | Rep | Dealing in securities | 2010-08-25 | 2014-10-23 |
2 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2014-11-13 | 2015-02-14 | Rep | Dealing in securities | 2014-11-13 | 2015-02-14 |
3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-03-06 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2021-10-21 | RO | Advising on corporate finance | 2021-10-21 |
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