Ho, Chi Chung (SFC:AGL959) 何志忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Advising on securities | 2007-11-30 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2007-10-22 | 2014-12-19 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-11 | 2007-05-28 |
| 4 | Lianhe Ratings Global Limited | Rep | Credit rating services | 2020-12-22 | 2022-10-17 | RO | Credit rating services | 2022-10-17 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-01-28 | 2006-03-31 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-01-28 | Rep | Asset management | 2005-01-28 | Rep | Advising on securities | 2006-03-31 | Rep | Dealing in securities | 2006-03-31 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2015-01-08 | 2017-07-04 | RO | Advising on securities | 2017-07-04 | 2019-12-31 |
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