Ip, Thomas Hon Tak 葉漢德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-03-03 | 2013-07-24 | Rep | Dealing in securities | 2011-03-03 | 2013-07-24 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-10-10 | 2015-01-28 | RO | Dealing in securities | 2015-01-28 | 2020-03-31 | RO | Advising on securities | 2019-05-31 | 2020-03-31 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-10-10 | 2015-09-16 | RO | Dealing in futures contracts | 2015-09-16 | 2020-03-31 |
| 4 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-04-07 | 2020-05-19 | RO | Dealing in futures contracts | 2020-05-19 | 2020-10-13 |
| 5 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-04-07 | 2020-05-19 | Rep | Dealing in securities | 2020-04-07 | 2020-05-19 | RO | Advising on securities | 2020-05-19 | 2020-10-13 | RO | Dealing in securities | 2020-05-19 | 2020-10-13 |
| 6 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2008-02-22 | 2009-01-19 | Rep | Dealing in securities | 2008-02-22 | 2009-01-19 |
| 7 | VALUABLE CAPITAL LIMITED | RO | Advising on securities | 2021-01-11 | 2023-09-30 | RO | Dealing in futures contracts | 2021-01-11 | 2023-09-30 | RO | Dealing in securities | 2021-01-11 | 2023-09-30 |
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