Lam, Pan 林斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2021-05-28 | |
2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-11-26 | 2014-12-17 | Rep | Dealing in futures contracts | 2010-12-22 | 2014-12-17 |
3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-06-05 | 2010-08-07 |
4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-02-02 | 2021-05-14 |
5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-02 | 2021-05-14 |
6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-12-24 | 2010-08-07 |
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