Lau, Tak Wa 劉德華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-04-23 | 2011-09-29 |
2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-28 | 2011-09-29 |
3 | China Vered Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-04-29 | 2016-06-20 | Rep | Advising on securities | 2016-04-29 | 2019-07-22 | RO | Asset management | 2016-06-20 | 2021-08-06 | RO | Advising on securities | 2019-07-22 | 2021-08-06 |
4 | China Vered Securities Limited | Rep | Dealing in securities | 2016-04-29 | 2016-06-20 | RO | Dealing in securities | 2016-06-20 | 2021-08-06 | RO | Advising on securities | 2017-12-11 | 2021-08-06 |
5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-09-07 | 2015-10-14 | Rep | Advising on securities | 2015-09-07 | 2016-04-07 | RO | Dealing in securities | 2015-10-14 | 2016-04-07 | RO | Asset management | 2015-11-06 | 2016-04-07 |
6 | Long Asia Asset Management (HK) Limited | RO | Advising on securities | 2021-09-02 | 2022-01-26 | RO | Asset management | 2021-09-02 | 2022-01-26 |
7 | Pacific Aegis Capital Management (IM) Limited | Rep | Asset management | 2022-08-19 | 2022-09-28 | RO | Asset management | 2022-09-28 |
8 | Partners Asset Management (HK) Limited | Rep | Asset management | 2012-07-09 | 2015-08-11 | Rep | Advising on securities | 2013-11-07 | 2015-08-11 |
9 | PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | Dealing in securities | 2013-09-16 | 2013-10-28 |
10 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-25 | 2013-04-25 | RO | Dealing in securities | 2013-04-25 | 2015-08-11 |
11 | Vered Asset Management Limited | RO | Advising on securities | 2018-08-08 | 2020-10-27 | RO | Asset management | 2018-08-08 | 2020-10-27 |
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