Lee, Peter Shang Ming 利尚銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-01-02 | 2011-05-13 | RO | Asset management | 2011-05-13 | 2016-07-15 |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-05-13 | Rep | Asset management | 2003-05-13 | Rep | Dealing in futures contracts | 2003-05-13 |
| 3 | VANTAGE ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2016-07-18 | 2024-05-10 |
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