Luk, Simon 陸東全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-10-07 | 2011-02-28 | RO | Asset management | 2011-02-28 | 2013-11-13 |
| 2 | MONEY CONCEPTS (ASIA) LIMITED | RO | Advising on securities | 2003-09-17 | 2004-09-20 | RO | Asset management | 2003-09-17 | 2004-09-20 | Rep | Asset management | 2004-09-20 | 2005-12-07 | Rep | Advising on securities | 2004-09-20 | 2005-12-09 | RO | Advising on securities | 2005-12-09 | 2010-07-21 | RO | Asset management | 2007-06-12 | 2010-07-21 |
| 3 | Thoth Investment Management Limited | RO | Asset management | 2016-11-22 | 2020-09-14 |
| 4 | W. Falcon Asset Management (Asia) Limited | RO | Asset management | 2014-07-17 | 2016-11-12 |
| 5 | Zhanlin Securities Limited | RO | Asset management | 2020-09-23 | RO | Advising on securities | 2020-09-23 | 2021-03-23 | Rep | Dealing in securities | 2021-02-22 | 2023-12-01 | RO | Advising on securities | 2022-07-15 | RO | Dealing in securities | 2023-12-01 |
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