Chen, Hsiao Yi 陳孝儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-14 | Rep | Dealing in securities | 2011-01-14 | Rep | Asset management | 2018-08-01 | 2021-06-07 | RO | Asset management | 2021-06-07 |
| 2 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2009-09-23 | 2011-01-01 |
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