Hsu, Chia-Wei (SFC:AOW885) 許家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Asset management | 2011-03-01 | 2013-06-18 | Rep | Advising on securities | 2011-03-01 | 2015-10-01 | Rep | Dealing in securities | 2011-03-01 | 2015-10-01 | RO | Asset management | 2013-06-18 | 2015-10-01 |
2 | CLC ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-11-10 | 2017-04-06 |
3 | CLC SECURITIES LIMITED | Rep | Advising on securities | 2015-12-01 | 2017-04-06 | Rep | Dealing in securities | 2015-12-01 | 2017-04-06 |
4 | Easy Fund Management Company Limited | Rep | Advising on securities | 2018-12-03 | 2018-12-18 | Rep | Asset management | 2018-12-03 | 2018-12-18 | RO | Advising on securities | 2018-12-18 | 2019-11-12 | RO | Asset management | 2018-12-18 | 2019-11-12 |
5 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2007-06-11 | 2011-01-31 |
6 | Infinite Success Assets Management Limited | RO | Advising on securities | 2020-12-08 | 2021-10-27 | RO | Asset management | 2020-12-08 | 2021-10-27 | Rep | Advising on securities | 2021-10-27 | 2022-03-28 | Rep | Asset management | 2021-10-27 | 2022-03-28 |
7 | QUASAR ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-08-03 | 2017-09-15 | Rep | Asset management | 2017-08-03 | 2017-09-15 | RO | Advising on securities | 2017-09-15 | 2018-11-28 | RO | Asset management | 2017-09-15 | 2018-11-28 |
8 | Sky Seal Global Limited | RO | Advising on securities | 2024-04-08 | RO | Asset management | 2024-04-08 |
9 | ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED | RO | Asset management | 2022-06-27 | 2023-05-24 |
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