Chan, Susanna Siu Fei 陳少飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Advent Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-02-08 | 2018-02-22 | RO | Dealing in securities | 2018-02-22 | 2018-11-07 |
| 2 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-07-13 | 2017-08-06 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-06-23 | 2017-01-10 | RO | Dealing in futures contracts | 2017-01-10 | 2017-08-06 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-25 | 2017-01-10 | RO | Dealing in securities | 2017-01-10 | 2017-08-06 |
| 5 | Realord Asia Pacific Asset Management Limited | Rep | Advising on securities | 2019-07-17 | 2020-04-28 | Rep | Asset management | 2019-07-17 | 2020-04-28 | RO | Advising on securities | 2020-04-28 | 2022-01-14 | RO | Asset management | 2020-04-28 | 2022-01-14 |
| 6 | Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2019-04-10 | 2019-05-14 | RO | Dealing in securities | 2019-05-14 | 2022-01-14 |
| 7 | Sunrise Fund (China) Limited | Rep | Advising on securities | 2024-01-08 | 2024-02-26 | Rep | Asset management | 2024-01-08 | 2024-02-26 | RO | Advising on securities | 2024-02-26 | 2024-09-12 | RO | Asset management | 2024-02-26 | 2024-09-12 |
| 8 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-10-18 | Rep | Asset management | 2024-10-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy