Chau, Kin Sun 鄒健燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-10-27 | 2014-07-25 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-05 | 2014-07-25 |
| 3 | SINOMAX SECURITIES LIMITED | Rep | Advising on securities | 2021-05-05 | 2021-06-04 | Rep | Dealing in securities | 2021-05-05 | 2021-06-04 | RO | Advising on securities | 2021-06-04 | RO | Dealing in securities | 2021-06-04 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-08-08 | 2019-04-30 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-08 | 2019-04-30 |
| 6 | ZUNDIAO SECURITIES LIMITED | RO | Dealing in securities | 2019-05-14 | 2021-04-30 | RO | Advising on securities | 2020-01-23 | 2021-04-30 |
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