Kwan, Chun Fai 關俊暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2021-12-01 | Rep | Dealing in securities | 2021-12-01 | Rep | Asset management | 2021-12-14 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-06-03 | 2011-08-22 | RO | Dealing in futures contracts | 2011-08-22 | 2012-12-26 | Rep | Leveraged foreign exchange trading | 2012-01-27 | 2012-12-26 |
| 3 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-01-10 | 2010-10-07 | Rep | Dealing in futures contracts | 2010-12-03 | 2011-03-01 | RO | Dealing in futures contracts | 2011-03-01 | 2011-05-13 |
| 4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-20 | 2010-12-01 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2020-07-02 | 2021-02-16 | Rep | Advising on securities | 2020-07-02 | 2021-02-16 | Rep | Asset management | 2020-07-02 | 2021-02-16 |
| 6 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-07-02 | 2020-12-09 | Rep | Advising on securities | 2020-07-02 | 2020-12-09 | Rep | Asset management | 2020-07-02 | 2020-12-09 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-09-02 | 2020-06-17 | Rep | Dealing in futures contracts | 2021-03-26 | 2021-11-19 |
| 8 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2020-06-24 | 2021-02-16 | Rep | Advising on securities | 2020-07-02 | 2021-02-16 | Rep | Asset management | 2020-07-02 | 2021-02-16 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2013-09-02 | 2020-01-23 | Rep | Dealing in securities | 2013-09-02 | 2020-06-17 | Rep | Advising on securities | 2021-03-09 | 2021-11-19 | Rep | Dealing in securities | 2021-03-09 | 2021-11-19 |
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