Liu, Min (SFC:AWI092) 劉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-11-16 | 2013-08-04 | Rep | Asset management | 2010-11-16 | 2013-08-04 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-19 | 2013-08-04 |
3 | Cypress Capital Hong Kong Limited | Rep | Advising on securities | 2013-08-14 | 2015-09-15 | Rep | Asset management | 2013-08-14 | 2015-09-15 |
4 | Fountainhead Partners Company Limited | Rep | Advising on securities | 2015-11-24 | 2016-01-06 | Rep | Asset management | 2015-11-24 | 2016-01-06 | RO | Advising on securities | 2016-01-06 | 2024-07-15 | RO | Asset management | 2016-01-06 | 2024-07-15 | RO | Dealing in securities | 2016-01-06 | 2024-07-15 |
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