Xu, Tao (SFC:AMF173) 許韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-01-27 | 2015-10-15 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-18 | 2015-10-15 | Rep | Advising on securities | 2012-06-12 | 2015-10-15 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-08 | 2005-07-22 |
4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-07-08 | 2005-07-22 | Rep | Dealing in futures contracts | 2005-07-08 | 2005-07-22 |
5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-08 | 2005-07-22 |
6 | Harmony Capital Global Asset Management Limited | RO | Advising on securities | 2023-06-14 | RO | Asset management | 2023-06-14 |
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