Chu, Shiu Man 朱兆文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHONG HING COMMODITIES AND FUTURES LIMITED | RO | Dealing in futures contracts | RO | Advising on futures contracts | 2005-01-11 | RO | Asset management | 2005-01-11 | RO | Automated trading services | 2005-01-11 |
2 | CHONG HING SECURITIES LIMITED | RO | Dealing in securities | RO | Advising on corporate finance | 2005-01-11 | RO | Advising on securities | 2005-01-11 | RO | Asset management | 2005-01-11 | RO | Automated trading services | 2005-01-11 |
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