Lau, Ka Man (SFC:AWP715) 劉嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-21 | 2014-05-02 |
2 | ICBC (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2022-11-22 | Rep | Dealing in securities | 2022-11-22 |
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