Tsui, Alvin Chun Ming 徐浚銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ballas Capital Limited | Rep | Advising on corporate finance | 2024-06-11 | 2024-07-15 | RO | Advising on corporate finance | 2024-07-15 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2008-02-26 | 2010-04-07 | Rep | Dealing in securities | 2008-02-26 | 2010-04-07 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-10-30 | 2017-08-03 | Rep | Advising on securities | 2014-10-30 | 2017-08-03 | Rep | Dealing in securities | 2014-10-30 | 2017-08-03 |
| 4 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2005-11-22 | 2008-01-16 | Rep | Dealing in securities | 2005-11-22 | 2008-01-16 | Rep | Advising on corporate finance | 2010-07-05 | 2012-05-31 | Rep | Dealing in securities | 2010-07-05 | 2012-05-31 |
| 5 | Guolian Securities International Capital Market Co., Limited | Rep | Advising on corporate finance | 2023-07-13 | 2023-08-15 | RO | Advising on corporate finance | 2023-08-15 | 2023-11-07 |
| 6 | HEUNGKONG CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-08-10 | 2018-04-30 | RO | Advising on corporate finance | 2018-04-30 | 2019-01-01 |
| 7 | Pulun International Capital Limited | Rep | Advising on corporate finance | 2020-07-14 | 2020-09-24 | Rep | Dealing in securities | 2020-07-14 | 2020-09-24 | RO | Dealing in securities | 2020-09-24 | 2021-03-03 | RO | Advising on corporate finance | 2020-09-24 | 2023-05-31 | Rep | Advising on corporate finance | 2023-12-08 | 2024-02-09 | RO | Advising on corporate finance | 2024-02-09 | 2024-04-25 |
| 8 | Shang International Finance Limited | Rep | Advising on corporate finance | 2019-01-24 | 2019-03-21 | Rep | Dealing in securities | 2019-01-24 | 2019-12-31 | RO | Advising on corporate finance | 2019-03-21 | 2019-12-31 |
| 9 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2017-08-10 | 2019-01-01 | Rep | Dealing in securities | 2017-08-10 | 2019-01-01 |
| 10 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2020-01-08 | 2020-04-14 | RO | Advising on corporate finance | 2020-04-14 | 2020-06-12 |
| 11 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-01-08 | 2020-06-12 |
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