Chen, Zhilan 陳芝蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI Bullion Company Limited | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Automated trading services | 2004-05-07 | Rep | Dealing in securities | 2004-05-07 |
2 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2004-07-26 |
3 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-08-05 | 2013-09-11 | Rep | Asset management | 2013-08-05 | 2013-09-11 | RO | Advising on securities | 2013-09-11 | 2014-04-30 | RO | Asset management | 2013-09-11 | 2014-04-30 |
4 | China Innovation Capital Limited | RO | Advising on securities | 2014-07-17 | 2019-12-31 | RO | Asset management | 2014-07-17 | 2019-12-31 | RO | Dealing in securities | 2016-10-28 | 2019-12-31 |
5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-27 | 2011-07-15 |
6 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-08-04 | 2012-02-03 | Rep | Asset management | 2011-08-04 | 2012-02-03 | RO | Advising on securities | 2012-02-03 | 2013-06-29 | RO | Asset management | 2012-02-03 | 2013-06-29 |
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