Chan, Kanas Yan Yan 陳恩因
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-03-18 | 2013-11-22 |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-03-24 | 2013-11-22 |
3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2013-12-10 | |
4 | YICKO SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-09 | 2010-02-12 |
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