Chan, Gary Yat Fung 陳一峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-02-26 | 2016-09-24 | Rep | Dealing in futures contracts | 2013-06-21 | 2016-09-24 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-02-26 | 2013-08-31 | Rep | Dealing in securities | 2009-02-26 | 2013-08-31 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-23 | 2004-11-02 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-02-23 | 2004-11-02 | Rep | Leveraged foreign exchange trading | 2004-02-23 | 2004-11-02 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2004-01-27 | Rep | Dealing in futures contracts | 2004-01-29 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-27 | Rep | Advising on securities | 2004-01-27 | Rep | Asset management | 2004-01-27 | Rep | Dealing in securities | 2004-01-29 |
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