He, Xiang (SFC:AXR086) 何翔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-07-21 | 2013-05-21 | Rep | Dealing in securities | 2011-07-21 | 2013-05-21 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-21 | 2012-01-31 |
3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2013-06-21 | 2021-07-28 | Rep | Advising on securities | 2013-06-21 | 2021-07-28 | Rep | Dealing in securities | 2013-06-21 | 2021-07-28 | RO | Advising on corporate finance | 2021-07-28 | 2023-05-19 | RO | Advising on securities | 2021-07-28 | 2023-05-19 | RO | Dealing in securities | 2021-07-28 | 2023-05-19 |
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