Tsang, Kenneth Ki Lok 曾琪樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-06-16 | 2014-03-05 | Rep | Dealing in futures contracts | 2013-05-31 | 2014-03-05 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-06-16 | 2013-08-31 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-12-06 | 2022-07-29 | Rep | Dealing in securities | 2016-12-06 | 2022-07-29 |
4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-12-06 | 2022-07-29 |
5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-08-24 | Rep | Advising on futures contracts | 2022-09-19 | Rep | Advising on securities | 2022-09-19 |
6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2022-08-24 | Rep | Dealing in securities | 2022-08-24 | Rep | Automated trading services | 2022-09-19 |
7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2014-04-10 | 2015-10-27 | Rep | Advising on securities | 2014-04-10 | 2015-10-27 | Rep | Dealing in futures contracts | 2014-04-10 | 2015-10-27 | Rep | Dealing in securities | 2014-04-10 | 2015-10-27 |
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